21SECURITIES CHAPTER LAW TRUE/FALSE 1. The offers did not have federal legislation prior to the time of the federal securities laws. ANS: F NAT: AACSB: uninflected reach: state regulations 2. A primary whirl is a first-time offering of shares for sale. ANS: T NAT: AACSB: uninflected blossom: primary sales 3. A bond is not considered a security under federal law. ANS: F NAT: AACSB: Analytic sneak: securities 4. A limited partnership interest is not considered a security. ANS: F NAT: AACSB: Analytic TOP: securities 5. The 1933 Securities execute regulates primary offerings. ANS: T NAT: AACSB: Analytic TOP: 1933 mold 6. The 1934 Securities Exchange Act regulates the secondary sale of securities. ANS: T NAT: AACSB: Analytic TOP: 1934 Act 7. Municipal bonds are remedy from SEC requirements. ANS: T NAT: AACSB: Analytic TOP: securities 8. A stock split must be registered with the SEC. ANS: F NAT: AACSB: Analytic TOP: stock split 9. The intrastate adaption exemption requires that 100 percent of the offerees be residents of the same state as the issuer. ANS: T NAT: AACSB: Analytic TOP: intrastate 10. The intrastate registration exemption requires that 100 percent of the issuers assets be located in its resident state. ANS: F NAT: AACSB: Analytic TOP: intrastate 11.
Regulation A short-form exemptions can be used for offerings of $5 million or less. ANS: T NAT: AACSB: Analytic TOP: Regulation A 12. Registration consolidation can produce a cumulative violation of several(prenominal) small offerings. ANS: T NAT: AACSB: Analytic TOP: registration 13. An accredited investor includes any corporation. ANS: F NAT: AACSB: Analytic TOP: accredited 14. A natural person whose net price is greater than $1 million is an accredited investor. ANS: T NAT: AACSB: Analytic TOP: accredited 15. All Regulation D offerings can be sold through advertising. ANS: F NAT: AACSB: Analytic TOP: Regulation D 16. Rule 504 carries a 35-purchaser maximum (excluding accredited investors). ANS: F NAT: AACSB: Analytic TOP: Rule...If you want to get a full essay, order it on our website: Ordercustompaper.com
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